Patents of Invention

– Harare Protocol on Patents, Industrial Designs and Utility Models, adopted in Harare, Zimbabwe, on December 10, 1982, as amended from time to time. In 1999, the Harare Protocol was amended to make provision for patent applications involving microorganisms in accordance with the Budapest Treaty on the International Recognition of the Deposit of Microorganisms for the Purposes of Patent Procedure.
– Regulations for Implementing the Harare Protocol, in force since April 25, 1984, as amended from time to time.
– All member States of the Organization (parties to the Lusaka Agreement) are contracting States to the Harare Protocol, with the exception of Somalia and Mauritius. Member States are Botswana, Cabo Verde (from October 14, 2022), Eswatini (formerly Swaziland), Gambia, Ghana, Kenya, Lesotho, Liberia, Malawi, Mozambique, Namibia, Rwanda, São Tomé e Príncipe, Seychelles (from January 1, 2022), Sierra Leone, Sudan, Tanzania (mainland), Uganda, Zambia and Zimbabwe.

Patentability, Filing Procedure

Patentability: an invention must be new, involve an inventive step, and be industrially applicable.

Novelty: absolute novelty is required. Disclosure at official or officially recognized exhibitions, not prejudicial if application made within six months from disclosure.

Filing procedure: filing may be at the ARIPO Offices in Harare, Zimbabwe or effected in the domestic Patent Office of any Contracting State; after formal examination at the Office of filing, papers are forwarded to Harare, Zimbabwe for further processing by the ARIPO Office.

Applicant: the inventor, his assignee; or legal representative of either.

Designation: each State where protection is required must be designated.

Foreigners and nationals not living in a member country: must appoint a representative residing in a member State who is authorized to practice before the domestic Patent Office of that State.

Filing requirements for an application (to be sent to resident agent):
1. Power of attorney (simply signed) (can be late filed within two months);
2. Specification, claims and abstract in English (required on the day of filing);
3. Formal drawings, if applicable (required on the day of filing);
4. International Patent Classification (can be late filed, no set deadline);
5. Assignment of Invention (can be late filed no set deadline);
6. Priority document with verified English translation (can be late filed within three months);
7. Sequence listing if the patent application contains disclosure of one or more nucleotide and/or amino acid sequences. The sequence listing must also be submitted in electronic form which conforms to WIPO Standard ST.25;
8. Designation of States required.

Notes: description/claims: where possible, descriptions should be kept to 30 pages or less, otherwise a surcharge of U.S.$ 15 per page becomes payable. Claims in excess of 10 attract a surcharge of U.S.$ 40 each.

Outstanding documents may be filed up to two months after application. The usual provisions are made for recordal of assignments, licenses, changes of registered particulars and the like. Recordal is via the ARIPO Office who will notify all affected Contracting States, either before or after grant.

Electronic filing: available. 

Electronic signatures: are accepted. Scanned copies of signed documents are also accepted, however, the original must follow at a later date.

Patent Cooperation Treaty applications: all contracting States are also members of the PCT. PCT national phase applications can be filed via the ARIPO Office (within 31 months of the earliest priority date).

Examination

There is an initial examination as to formality. Any missing elements must be filed, or corrections made, within two months from request by the Registry (extension possible). Upon completion of all formal requirements, a search and an examination fee become payable unless an acceptable search/examination has already been made by an approved authority, e.g. EPO, USA or an International Preliminary Examination Report on patentability (IPRP) for PCT applications. Thereafter, a search will be made and an Office action will issue. The search is conducted by the ARIPO Office in Harare. The administrative rules applicable to patent applications have been expanded to clarify wording acceptable to the ARIPO Examiners concerning claims related to medical indications or use claims. For the purposes of examination, the following standard phrases should be used to avoid unnecessary official objections: (a) claims regarded as first medical indications: (i) pharmaceutical composition for the prophylaxis/treatment of Y(=disease) comprising X(=a drug/medicament); (ii) pharmaceutical composition comprising X; (iii) compound X for use as a drug/medicament for treatment of Y; (iv) use of X for the manufacture of a pharmaceutical composition (note that the disease indication is not mentioned in the claim); (v) compound X for use as an analgesic; (vi) compound X for use in treating disease Y; (vii) compound A containing X for use in treating disease Y (composition A may be genetically defined); (viii) medicament containing compound X; (ix) use of X for preparing a medicament and (b) claims regarded as second medical indications: (Swiss style claims): (i) use of X for the manufacture/preparation of a medicament/pharmaceutical composition for the treatment of Y; (ii) process for the preparation of a medicament for treating disease Y characterized in that compound X is used as the main active component of the medicament.

Amendments: may be made voluntarily or in response to an Office action.

Substantive examination: a substantive examination evaluating the novelty, inventive level and industrial applicability of the application is carried out.

Appeals: a Board of Appeal has been created for reviewing any final rejection by ARIPO. Appeals must be lodged within three months of receiving the final decision.

Transformation into national patent applications: if an ARIPO patent is refused, applicant has three months to request that the application be dealt with as a national application under the domestic laws of a designated State(s).

Grant, Rights and Obligations

Publication: in the event a decision is made to grant, then publication takes place upon payment of the publication and grant fees. Thereafter notice is served on all designated Offices, requiring exercise of their power to refuse domestic registration within six months from the date of the notification. From date of publication, inspection of files and abstracting of particulars is possible. Once grant has been formalized by acceptance on the part of domestic Registries, all further aspects of validity, opposition, revocation are regulated by the domestic laws.

Opposition to grant at ARIPO level is not provided for.

Duration: formerly the duration of the patent was regulated by the national laws of the designated States, however the Harare Protocol now expressly states that the duration of a patent shall be twenty years from the filing date.

Definition of infringement, remedies including damages and procedures for enforcement and marking requirements are governed by the laws of the designated States.

Annuities: payable annually to the ARIPO Office from the first anniversary onward and in respect of each designated State.

Amendments after grant: are regulated by the national laws of each designated States.